Options broker

Results: 182



#Item
121Finance / Financial markets / United States Securities and Exchange Commission / Order / Futures contract / Routing / Broker-dealer / Securities Exchange Act / Open outcry / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change to Addres

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Source URL: www.sec.gov

Language: English - Date: 2012-11-20 13:52:42
122Investment / Chicago Board Options Exchange / Securities Exchange Act / Broker-dealer / Algorithmic trading / Financial economics / Financial markets / Finance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System; Rel. No[removed], File No. SR-CBOE[removed]

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Language: English - Date: 2005-12-08 12:16:31
123Financial system / Law / Financial Industry Regulatory Authority / Securities Exchange Act / Money laundering / U.S. Securities and Exchange Commission / Bank Secrecy Act / Broker-dealer / Chicago Board Options Exchange / United States securities law / Financial regulation / Finance

Microsoft Word - 34-57044cl.doc

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Source URL: www.sec.gov

Language: English - Date: 2007-12-28 17:24:19
124Stock market / Finance / Financial services / NYSE Arca / Market maker / Electronic trading / Broker-dealer / Order / New York Stock Exchange / Financial markets / Financial economics / Investment

EXHIBIT 5 Additions underscored Deletions [bracketed] Effective Date: [November] December 1, 2012 ***** NYSE Arca OPTIONS: TRADE-RELATED CHARGES

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Source URL: www.sec.gov

Language: English - Date: 2012-12-12 10:57:49
125Finance / National market system plan / Options Price Reporting Authority / Broker-dealer / Securities Exchange Act / Consolidated Tape Association / U.S. Securities and Exchange Commission / Broker / Financial markets / Financial economics / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Language: English - Date: 2012-08-03 13:17:03
12673rd United States Congress / United States Securities and Exchange Commission / United States securities law / Finance / Securities Exchange Act / Chicago Board Options Exchange / Broker-dealer / Financial economics / Financial markets / Financial system

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2008-10-22 12:50:51
127Financial system / Options Clearing Corporation / United States securities law / Philadelphia Stock Exchange / Securities Exchange Act / Floor broker / NASDAQ / International Securities Exchange / Economy of the United States / Financial economics / Self-regulatory organizations

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]December 9, 2011 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2011-12-12 09:17:11
128Financial system / Options Clearing Corporation / Financial services / Philadelphia Stock Exchange / Broker-dealer / NASDAQ / Option / Financial economics / Finance / Financial markets

SR-Phlx[removed]Exhibit 5 New text is underlined and deleted text is in brackets. NASDAQ OMX PHLX LLC1 PRICING SCHEDULE ALL BILLING DISPUTES MUST BE SUBMITTED TO THE EXCHANGE IN WRITING AND MUST BE ACCOMPANIED BY SUPPORT

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Source URL: www.sec.gov

Language: English - Date: 2014-05-05 18:31:56
129Finance / Stock market / United States Securities and Exchange Commission / Financial regulation / Short selling / Chicago Board Options Exchange / Broker-dealer / Securities Exchange Act / Order / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]December 17, 2009 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of the Proposed

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Language: English - Date: 2009-12-23 14:27:19
130Financial economics / Chicago Board Options Exchange / Securities Exchange Act / Financial Industry Regulatory Authority / Broker-dealer / Bank Secrecy Act / U.S. Securities and Exchange Commission / Money laundering / United States securities law / Finance / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2007 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2007-11-20 11:52:00
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